Professional Investment Adviser Representative Law Exam “PASS”

After studying and taking on the challenges that lasted for nearly 2 years. Monday March 11th 2024 I passed my Professional Series 65 Uniform Investment Adviser Representative Law Exam.

Passing this difficult professional exam allows me to register with a State Securities Administrator as a Licensed Investment Adviser Representative, through a Federal Registered Covered Investment Adviser or State Investment Adviser. Investment Advisers are hired as Fiduciary’s to give Institutions and Individuals Investment Advice, and are also able to Manage large pools of money inside Investment Funds. To read FINRA’s description of what this Exam does for a Professional Money Manager click this link, HERE.

Investment Adviser Examples: Some give Investment and Securities advice to Corporations, Institutions, Boards of Directors, Individuals planning for Retirement, work as Hedge Fund Managers, Pension Consultants, Sports & Entertainment Management, Asset Managers, Wall Street Private Bankers, and also High Net-Worth Wealth Advisors. It’s a serious Profession. That comes with serious responsibilities. Investment Advisers are considered Fiduciary’s.

This is a Huge Victory for me professionally. And it’s only fair that I Thank the people who helped push me to achieve this life long professional goal. The list of people who have helped prepare me to pass this difficult exam is small. As soon as I left the exam office I took some time and shared the special news firstly with my Dad. To the others who did help me? You know who you are and I am whole heartedly eternally grateful for your confidence and trusting in me to perform.

Cheers to you all. I am very excited of what’s is to come next on my journey.

The mission continues.

JS